company’s business operation; (8) “ investor contact ” means a person who performs the duties of communicating, soliciting, giving advice, or investment planning for investors or clients of securities
) “investor contact” means a person who performs the duties of communicating, soliciting, giving advice, or investment planning for investors or clients of securities companies undertaking securities business
9.0 MB respectively. Statement of Financial Position Assets The Company’s total assets as of 31 December 2019 and 30 September 2020 totaled THB 1,158.6 MB and THB 1,333.9 MB respectively. As at 30
percent at the end of 2018. This resulted in easing liquidity in the banking system. KBank ranked fourth in assets, deposits and net loans in the commercial banking system, with market shares of 13.56
Division 1 Contacting, Soliciting, or Giving Advice to Client and Performance of Duties as Professional Clause 10.12 In contacting, soliciting or giving advise to the investor or client of a securities
October 2006. (Unofficial Translation) Page 5 of 12 Division 1 Contacting, Soliciting, or Giving Advice to Client and Performance of Duties as Professional Clause 10.12 In contacting, soliciting or giving
date in the form which can be promptly retrieved and inspected by the Office. Chapter 2 The operation Division 1 Contacting, Soliciting, or Giving Advice to Client and Performance of Duties as
based on the total value of assets acquired, is 12.85 percent of the total value of assets of the Company according to the consolidated financial statements as at December 31, 2018. Accordingly, the
, but an acquisition of assets under the Notification of the Capital Market Supervisory Board No. TorJor. 20/2551 Re: Rules on Entering into Material Transactions Deemed as Acquisition or Disposal of
investment was 0.35% of the total assets of the Company and its subsidiaries, based on the latest reviewed consolidated financial statements for the period ending on March 31, 2018, which did not trigger the