Bangkok, March 22, 2016 ? The SEC is seeking public comments on the proposals to amend several provisions of the Securities and Exchange Act (SEA) B.E. 2535 (1992) and the Provident Fund (PVD) Act

Nowadays, private fund operators are required to separate investors’ assets from the companies and there are measures to protect investors’ assets for other benefits. Private fund operators also

trigger fund rules require that intermidiaries disclose clear information with regard to commission fees, product features and risk warnings. For example, the information that the trigger point is not a

Mrs. Pornanong Budsaratragoon, SEC Secretary-General, said: “The SEC has issued five notifications amending the regulations to expand the eligible assets of Thailand ESG Fund. These notifications

conference where the SEC will held it with the Revenue Department, the Federation of Thai Capital Market Organizations (FETCO), the AIMC, and the Stock Exchange of Thailand (SET).” Thailand ESG Fund is

applicants asking to become digital token and cryptocurrency advisers will be set at 15,000 baht each, and license fees for digital token and cryptocurrency fund managers will be 500,000 baht each. SEC

baht; (4) the investment limit is set at no more than 1 million baht for each retail investor, equity and debenture combined, in 12 consecutive months, up from no more than 500,000 baht in 12

Bangkok, February 15, 2013 ? The SEC filed a criminal complaint against Sopana Janeborvorn, a former mutual fund manager who was then responsible for the operations of Kasikorn Asset Management Co

University, who will serve as ad-hoc contest committees and will set out the requirements for scoring, as well as rank the participants as had been done every time before. Additionally, this year’s contest

capital market to prevent fraud. The concept to set up an investor protection fund is another initiative to help strengthen investor protection in the Thai capital market, making it more systematic and