of which significantly affect corporate operating results in terms of profit-loss or liability in each accounting period.  After filing the application for fund establishment, additionally, proposed

, report on offering result and periodic reports must be filed with the SEC after closing period of offerings. In case of private placement, more relaxed regulations will apply.?Debt securities have gained

shorter approval period. By 2017, the SEC set to achieve the average listed company per auditor ratio at 3:1 whereas the current ratio is 4:1, representing 15% annual increase (30 auditors a year

Securities Public Company Limited, the SEC further probed into the case and found that for the period of more than one year, Tanya, a capital market investment consultant, submitted a number of securities and

individuals or the two aiders from (5) to (6) during 10-22 April 2013 which was the period when CP ALL Public Company Limited (CPALL) was in negotiation with SHV Netherland B.V. (SHV) to purchase 154,429,500

. 2546 (2003) and liable to punishments under Section 125 of the said Act, namely up to three years? imprisonment or up to 300,000 baht fine or both, and a daily fine of 10,000 baht throughout the period

to 500,000 baht, plus a daily fine of 10,000 baht until the period of violation ends.In addition, Global Consultant publicly advertised that the company had a team of experienced and expert investment

DSI a favor to inform the SEC of the matter within 30 days in order to allow the SEC to consider the application for establishment of the fund within the specified period.

accuracy of goods on consignment and record of cost of goods sold. The SEC therefore determined a one year period where Chanunkorn?s application for approval as auditor in the capital market will not be

บังคับของตลาดหลักทรัพย์แห่งประเทศไทยเกี่ยวกับการกำหนดระยะเวลาการห้ามขายหุ้น (silent period) คาดว่าจะช่วยแก้ปัญหา PP ราคาต่ำในลักษณะที่เป็นการเอาเปรียบผู้ถือหุ้นเดิม  การเพิ่มทุนที่ไม่มีวัตถุประสงค์ชัดเจน