complaint was filed after the above six persons did not agree to enter the settlement process within reasonable period and their involvement in the ratification was in connection with the SEC?s criminal

made within two months as from a grant of loan. Previously, the SEC Board allowed the same period for establishment of type 1 property fund and increase in scheme capital for additional investment. ?The

, effective on 2 December 2016. He has invalidated his existing positions as director or executive of listed company (if any), and prohibited his future holding of such positions until such period ends

for auditing. Such information include YNPE?s external fund borrowing, appropriateness of appraisal price of company?s 3rd plant, verification on inventory at end of the accounting period, confirmation

. The SEC, therefore, bans him from securities and derivative business for ten years during the same period of time.  

accounts started and increased considerably in volume during the period when the acquisition of KARAT shares for the purpose of business takeover became apparent. The four persons obtained over B10 million

bills of exchange under the SEA while the details will be set after consultation with the Bank of Thailand, providing that certain period of time will be prescribed to allow the financial institution?s

of listed company, and possess prohibited characteristics as director or executive of listed company or personnel in the capital market throughout the period when he is still subject to the criminal

company or personnel in the capital market throughout the period when he is still subject to the criminal complaint.In any case, filing a criminal complaint commences the criminal justice administration

ปฏิบัติในชวงการเริ่มบังคับใชประกาศ (transitional period) ทั้งนี้ ก.ล.ต. ได้เผยแพร่เอกสารรับฟังความคิดเห็นซึ่งมีรายละเอียดการปรับปรุงหลักเกณฑ์ในเรื่องดังกล่าวบนเว็บไซต์ ก.ล.ต. https://www.sec.or.th/TH