brokerage, securities dealing or undertaking of investment units All mutual fund supervisors No. Nor Jor.(Wor) 6/2564 Re: Delivery of copies of notifications and clarificatory notes to the cross-border
category of mutual fund management All securities companies licensed to undertake securities business in the category of securities brokerage, securities dealing or undertaking of investment units All mutual
research as requested or funded List of Securities Dealings Licensee (Investment Units) Contact The Securities and Exchange Commission, Thailand 333/3 Vibhavadi-Rangsit Road, Chomphon, Chatuchak Bangkok
/News_Detail.aspx?SECID=8229 SEC public hearing on proposal to relax REIT investment rules to unlock more indirect investment in real estate regarding units of REIT, if indirect investment in real estate is made
public hearing on proposal to relax REIT investment rules to unlock more indirect investment in real estate regarding units of REIT, if indirect investment in real estate is made through shareholding of
investment rules to unlock more indirect investment in real estate regarding units of REIT, if indirect investment in real estate is made through shareholding of other companies, REIT must hold not less than
300,000. Investors are required to hold such investments for a minimum of five years from the investment date until the redemption date. Category 2: Investors holding LTF units as of March 11, 2025, who
the capital market personnel**. The SEC has been communicating with all securities companies and their compliance units as well as the Association of Securities Companies (ASCO) to emphasize the
deceive the company into transferring money to his and other persons? banking accounts as well as embezzling the company?s securities and money obtained from selling NIPPON?s investment units at the total
, from the board of directors (including the investment committee) to the management and staff of relevant business units; Principle 2: Institutional investors should prevent and manage conflicts of