of the company’s actual business. This case is under consideration of the Criminal Court.. SEC Act S.307 308 311 312 Criminal Complaint Filed with an Inquiry Official Dated 07/12/2010

actual business. This case is under consideration of the public prosecutor. SEC Act S.307 311 312 and 314 Criminal Complaint Filed with an Inquiry Official Dated 07/12/2010

of the company’s actual business. This case is under consideration of the public prosecutor. SEC Act S.307 311 312 and 314 Criminal Complaint Filed with an Inquiry Official Dated 07/12/2010

Mr. Supawit Sootisong Mr. Supawit Sootisong, the director of GISP Ltd. (GISP) operated derivatives business without license under the name of GISP by representing GISP to the general public as a gold

others. The aforesaid acts were in contravention of Sections 307, 308, 311, 312, and 313 of the SEA in conjunction with Section 83 of the Penal Code. This case is under consideration of the public

Director, is making false record on sale of black steel. This case is under consideration of the appeal court. SEC Act S.312 315 Criminal Complaint Filed with an Inquiry Official Dated 16/02/2015

) Section 90 and subject to sanctions under Section 289. This case is in the process of inquiry by the inquiry official. SEC Act S.90 Criminal Complaint Filed with an Inquiry Official Dated 03/07/2015

, in violation of the Securities and Exchange Act B.E. 2535 (1992) Section 90 and subject to sanctions under Section 289. This case is in the process of inquiry by the inquiry official. SEC Act S.90

.com In case, none of the aforementioned entities had been licensed to operate securities business. Hence, their actions were in violation of Section 90 and liable to penalties under Section 289 of the

case, none of the aforementioned entities had been licensed to operate securities business. Hence, their actions were in violation of Section 90 and liable to penalties under Section 289 of the