ให้มีการดำเนินการตามเงื่อนไขที่กำหนด (third party reliance) ( การทำ on-going KYC/CDD จะต้องประกอบด้วย 3 ส่วน ดังนี้ (1) การทบทวนข้อมูลเดิมของลูกค้าตามรอบระยะเวลาตามระดับความเสี่ยงของ ลูกค้า (2) การทบทวน
Commission No. KorThor/Nor/Khor. 14/2551 Re: Approval for Undertaking of Derivatives Business By virtue of Section 9 and the third paragraph of Section 16 of the Derivatives Act B.E. 2546 (2003) which contains
. ----------------------------- Notification of the Securities and Exchange Commission No. KorThor/Nor/Khor. 14/2551 Re: Approval for Undertaking of Derivatives Business By virtue of Section 9 and the third paragraph of Section 16 of the
complaints, in accordance with the criteria prescribed and notified by the SEC Office. Clause 31 In making client contact, solicitating or giving advice, the derivatives broker may use the services of third
. Clause 319 In making client contact, solicitating or giving advice, the derivatives broker may use the services of third parties in making analysis or giving investment advice in accordance with the
the record of dividend income from CK Power Public Company Limited (CKP) in the income statement after the reclassification of investment in the third quarter of the year 2018. However, gains on sale of
recognized accordingly. Latest opening branches in the first half of 2019: 1. Iconsiam, Bangkok 2. 101 The Third Place, Bangkok 3. Central Patong, Phuket 4. The Market, Bangkok 5. Sukhumvit 11, Bangkok 6
projects, the Lofts Ratchathewi, and an ultra-luxury condominium project in Soi Sukhumvit 38, near BTS station – Thonglor, which is the third joint venture project with Tokyo Tatemono Asia Pte. Ltd. (“TTA