. SorKhor. 49/2552 Re: Approval for Investor Contacts and Standards of Conduct dated 14 October 2009, the SEC suspended {A} for three months from June 17, 2010 and reprimanded {B}. The SEC also recorded their

securities business licensees from including in their names the words ?securities company limited.? The consultation paper is available on www.sec.or.th. Stakeholders and interested parties are welcome to

January 18, 2012.  Accordingly, the SEC suspended {A} for six months and {B} for three months from their duties as the approved securities investment consultants, effective from March 21, 2014

allowed to offer the service permissible under their licenses on overseas financial instruments. The revision not only aims at increasing the investors? readiness for overseas investment but also enhancing

Chinese wall to prevent conflicts of interest among their business units must be in place.  The relaxation will also extend to the commercial banks? subsidiaries.  With regard to an application for

among their business units or sufficient check and balance systems must be in place. This is to ensure that REIT trustee will perform duty for the utmost benefits of REITs and REIT unitholders. In this

companies? financial statements. This will be very supportive to institutional and retail investors? analysis on their investment choices.?    

accounting period. As 31st December was determined by 90% of listed companies as the end of their accounting period, AGM will thus be held by 30th April each year. This year marks the 10th anniversary of AGM

transactions between subsidiaries and their related party, and recurring transactions. SEC Deputy Secretary-General Chalee Chantanayingyong said: ?The current rules on listed companies? transactions have been in

our booth to check their readiness for fundraising in the ?Pride of the Provinces? and the ?Pride in Thai Innovative and Creative Businesses? zones.  Last but certainly not least, at ?A thousand baht