progress in evaluating PVD performance. It also encourages institutional investors, PVDs included, to make responsible investments for members? long-term benefits while taking into account the best interest
: What will make them work in Asia” ร่วมกับผู้แทนจากประเทศต่าง ๆ อีก 4 ประเทศ อาทิ Mr. Rob Everett, Chief Executive จาก Financial Markets Authority ประเทศนิวซีแลนด์ และ Mr. Gerard Fitzpatrick, Senior
conditions are met, improving the liquidation rules of mutual funds to make it more practically expedient. Moreover, changes were also made to the notification relating to the establishment of money market
related information thoroughly and inquire GJS executives for further details and clarification in order to make a well-informed decision and exercise the voting right to protect their own interest
diversify their services more efficiently.”In any case, to provide any of the two services above, intermediaries have to make an agreement with their clients regarding portfolio advisory with execution or
SEC has amended the procedure to make it easier for asset management companies to seek a unitholders’ resolution to revise or modify a mutual fund project and its management procedure by
welcome to make comments at the website until 13 December 2018. _________________________ Remark: Public Hearing Document -https://capital.sec.or.th/webapp/phs/upload
Section 89/7 in conjunction with Section 281/2 of the same act. For further legal proceedings, the SEC has ordered Mr. Suphanan to make clarification in this matter by 21 July. With regards to the
abreast of the market situation, to be able to make decisions to trade capital market products on behalf of their clients, provided that consent from the clients must be obtained and such investments
report the proceeds from sale of mutual funds to the investors to ensure that the investors have sufficient information for making the investment decision and shall not make payment of commissions to the