technology risks; (2) monitor and analyze potential risks to computer systems relating to trading services with respect to derivatives by recording and maintaining usage information and log files. Chapter 4
draft prospectus with the SEC and the registration statement has become effective.3 If the Hong Kong Covered Management Company files the registration statement and draft prospectus together with the
(2021 Edition) : SECTION 360 RESPONDING TO NON-COMPLIANCE WITH LAWS AND REGULATIONS. https://www.ifac.org/system/files/publications/files/IESBA-English-2021-IESBA- Handbook_Web.pdf International
derivatives by recording and maintaining usage information and log files. Chapter 8 Outsourcing of Services __________________ Clause 44 For actions which the applicable laws or regulations do not specifically
Allocation Transaction Expected within 30 May 2018 6 SUTGH files for dissolution Expected within 31 December 2018 7 SUTGH dissolves and liquidates all of its assets After SUTGH files for dissolution in 2-3
application submission 5 Entire Business Transfer Transaction and Shares Allocation Transaction Expected within 30 May 2018 6 SUTGH files for dissolution Expected within 31 December 2018 7 SUTGH dissolves and
electronic form through the data transmission system as specified on the website of the SEC Office; (4) the information that the offeror files with the SEC Office, both in the hardcopy and electronic forms
securities by recording and maintaining usage information and log files. Chapter 7 Outsourcing of Services __________________ Clause 34 For actions which the applicable laws or regulations do not specifically
หนา้ บทน า 8 มาตรฐานรูปแบบของเทก็ซ์ไฟล์ 9 คุณสมบติัของเทก็ซ์ไฟล์ 9 ตวัคัน่ระหวา่งฟิลดข์อ้มูล 9 องคป์ระกอบของเทก็ซ์ไฟล ์ 9 การแยกเทก็ซ์ไฟลเ์พ่ือส่งแบบรายงาน (Multiple Text Files) 10 ตวัอยา่งการประยกุตใ์ช
prescribed on the website of the SEC Office. The information that the offeror of the instruments files with the SEC Office in both paper and electronic formats shall be identical. Clause 28 The offeror of