dated 29 November 2000 shall be repealed. Clause 3. In this Notification: “Fund” means any mutual fund or private fund; “Specified property fund https://publish.sec.or.th/nrs/4336pe.doc Readers should be

. Clause 3. In this Notification: “Fund” means any mutual fund or private fund; “Specified property fund” means any mutual fund which has specified https://publish.sec.or.th/nrs/4336pe_r.pdf Microsoft Word

to perform the duties under Clause 23(1), subject to the prohibited characteristics of the personnel in the capital market business under Clauses 31(3) of the Notification of the Capital Market

own and others and thus interfered with client's assets. The actions of the two former investor contacts were in violation of Clause 14(1) and 14(2) of the SEC Notification No. SorKhor 49/2552 Re

the client made inquiry on the matter, he concealed the fact and embezzled the 1,000 baht gift voucher for himself.   His acts were deemed dishonest in violation of Clause 20(1) of the Notification of

. Details of the applicant (pursuant to Clause 7 of the Notification of the Capital Market Supervisory Board No. Tor Thor. 31/2556 Re: Rules on Application for Obtaining an Approval and Granting of Approval

benefits in compliance with the aforementioned provisions of the intermediaries, the SEC by virtue of Clause 5(1) in conjunction with Clause 12(3) of the Notification No. TorThor. 35/2556 , therefore, issues

with the aforementioned provisions of the intermediaries, the SEC by virtue of Clause 5(1) in conjunction with Clause 12(3) of the Notification No. TorThor. 35/2556, therefore, issues the practice

shareholders and the exercise of warrants to purchase ordinary shares, issued and offered to directors, executives and/or employees no. 1; and the amendment of Clause 4 of the Memorandum of Association to be in

situation which causes the change of absorption costing estimation. 4) Adding the impacts of the allocation of ordinary shares to specific investors (Private Placement) Capital Increase Report Form Clause 2