transparent disclosure of information related to execution of trading transactions which includes sufficient, fast and appropriate disclosure of pre-trade information (if any) and post-trade information; (d
mutandis. (c) having transparent disclosure of information related to execution of trading transactions which includes sufficient, fast and appropriate disclosure of pre-trade information (if any) and post
which includes sufficient, fast and appropriate disclosure of pre-trade information (if any) and post-trade information; (4) having a recording system regarding trading information, especially information
provisions in Clause 4(3) shall be applicable, mutatis mutandis. (3) having transparent disclosure of information related to execution of trading transactions which includes sufficient, fast and appropriate
balance, and shall confirm the transfer of money or assets in and out of the fund. There shall be system to issue and send the reports on asset flow of the fund to the clients regularly and in appropriate
. There shall be system to issue and send the reports on asset flow of the fund to the clients regularly and in appropriate timing such as: 1. Issue monthly report to show the flow and the balance of assets
that is appropriate for servicing customers, as prescribed in clause 5 of the Notification of the Securities and Exchange Commission No. KorNor. 2/2550 Re: Rules, Conditions and Procedures for Applying
operating system that is appropriate for servicing customers, as prescribed in clause 5 of the Notification of the Securities and Exchange Commission No. KorNor. 2/2550 Re: Rules, Conditions and Procedures
approve the Company’s Financial Statements for the year 2018 ended 31 December 2018. 2. It is appropriate to propose to the AGM to approve the abstention from the distribution of dividends from the
. acquisition of S- TREK ordinary shares, the IFA has opined that the entering into such transaction is not appropriate at this time. In the consideration, the IFA has taken into account the significant findings