Bangkok, August 29, 2011 ? The SEC has directed Scan Global Plc. ("SCAN") and SMC Power Co., Ltd., to rectify their financial statements for Q3/2010 and for the year 2010. Within August 28, 2011
Bangkok, June 23, 2011 - The SEC revokes its approval of Chalerm Suakamram, an investor contact and a branch manager of Siam City Securities Co., Ltd., and bans him from performing duty as an
Bangkok, September 26, 2011 ? Following last week trading, the Stock Exchange of Thailand (SET) and Thailand Futures Exchange Plc. (TFEX) today sharply plunged in the same direction as global markets
Bangkok, May 12, 2014 - The SEC disclosed an inappropriate behavior to the general public and suspend approval of {A}, a former securities investment consultant of UOB Kay Hian Securities (Thailand
Bangkok, January 15, 2014 ? The SEC is seeking public comment on proposed revision to the rules of capital requirements for securities and derivatives investment advisors (IA) as well as brokers
Bangkok, January 22, 2014 ? The SEC is seeking public comment on proposed revision to the rules of customer contact and service for all licensed business operators to standardize the relevant
Bangkok, June 24, 2013 ? The SEC is seeking public comment on draft revisions to the rules governing establishment and management of infrastructure funds and Real Estate Investment Trusts (REITs
Bangkok, September 23, 2013 ? The SEC is now seeking public comment on introducing an approval regime for technical analyst and the revisions of qualifications of investment analysts and investment
aims to raise public awareness in personal finance, retirement savings, accessibility to suitable financial products and services and investor right and protection. The 14 alliances include the SEC, the
Bangkok, March 2, 2015 The SEC suspended {X1} Company and its financial advisor supervisor, {A}, for deficiency performance in case of a company filing an application, registration statement and