judgement, and another five cases have received verdicts from the Court of First Instance and are currently under appeal. In all 10 cases above, the Court ruled in favor of the SEC, imposing the maximum civil
in the Civil Court to seek an imposition of civil sanction with the maximum applicable statutory penalties, which shall not be lower than the civil sanction specified by the CSC. In all cases, the
consent to the sanctions, the SEC will submit the cases in writing to the public prosecutor for filing a lawsuit in the Civil Court to seek the maximum applicable civil sanctions, which must not be lower
lawsuit in the Civil Court to seek an imposition of civil sanction with the maximum applicable statutory penalties, which shall not be lower than the civil sanction specified by the CSC. In all cases, civil
the event that any offenders refuse to consent, the SEC will submit the cases in writing to the public prosecutor for filing a lawsuit in the Civil Court to seek the maximum applicable civil sanctions
Attorney to file a civil lawsuit with the Court and petition the Court to enter a judgement against that offender for maximum civil sanctions as prescribed by the SEA. ______________________ Note: All
the Court and petition the Court to enter a judgement against that offender for maximum civil sanctions, as prescribed by the SEA. ________________________________
. Moreover, he was found to have used the trading accounts of two other clients to buy securities for himself because his sister's account had reached its maximum credit line. All these acts have causd a large
in the Civil Court for payment of the maximum civil penalty. As a result of the civil sanction, the three offenders, who are currently holding the position of director and executive of a listed company