results Sort by: Relevance Date (Newest) Date (Oldest) SEC adds “ digital asset investment advisor” and “ digital asset fund manager” as new regulated businesses and amends regulations on supervision of
Sort by: Relevance Date (Newest) Date (Oldest) SEC opens for public comments on supervision of “ Digital Asset Advisory Service – Digital Asset Fund Managers” for standardized services to investors SEC
(Newest) Date (Oldest) SEC opens for public comments on supervision of “ Digital Asset Advisory Service – Digital Asset Fund Managers” for standardized services to investors SEC has held a public hearing
oversight to strengthen investor protection mechanisms digital token holders.The SEC has therefore amended the regulations governing supervision of real estate -backed ICO, as part of the short-term
implementation with company boards of directors, executives and major shareholders. Institutional investors will be a key driver to promote such implementation, while supervision of financial advisors will be
includes self-assessment under the standards of IOSCO (International Organization of Securities Commissions) to ensure that the Thai capital market supervision is in line with international standards
, administrative orders, and administrative sanctions; 3. Information Technology Audit and Cyber Risk Supervision and inspection of information technology risk of business operators ✓ ✓ ✓ ✓ ✓ ✓ 1. Disclosure of
of entire business transfer is considered as an acquisition of assets under the Notification of the Capital Market Supervision Board No.TorJor. 20/2551 Re: Rules for Significant Transactions
“Company”) would like to provide the clarification on the business operation for the 3rd Quarter of the year 2017 ended 30 September 2017. The Company set up a subsidiary company, which registered as a
, the issuer may provide other additional information in accordance with other referential standards. Regarding the issuance and offer for sale to institutional investors, high net worth investors or