, guidelines, service provider supervision, risk management, and business continuity measures.  However, outsourcing does not discharge business operators from responsibility in the outsourced activities

. The events served as venues for audit regulators in Asian and ASEAN countries to share knowledge and experiences on the supervision of auditors and financial reports and strengthen cooperation to build

and communication technologies to improve the internal systems from storing, processing, tracking and distributing information.?Technology is playing a bigger role in the SEC operation and supervision

balance between supervision on securities offering and investor protection.SEC Secretary-General Vorapol Socatiyanurak revealed that the Capital Market Supervisory Board recently approved relaxation of

mutual fund under Thai securities law although utilizing different forms of instruments such as shares or trust certificates.  Eligible CIS must be managed by CIS operator subject to supervision of ASEAN

, while the list of unauthorized individuals outside the SEC supervision is also available at Investor Alert on the SEC website: https://market.sec.or.th/public/idisc/th/InvestorAlert. To notify

service providers and approved individuals under SEC supervision are available at www.sec.or.th/seccheckfirst and SEC Check First application. The public should verify information before believing it to

SupTech for Enhancing Governance and Risk-based Supervision, Sustainability: From Compliance to Competitive Advantage และ Policy Design toward Fair Market โดยมีการนำเสนอผลงานวิจัยที่สะท้อนบทบาทของเทคโนโลยี

SEC Search Our use of cookies We use necessary cookies to make our site work. We'd also like to set optional analytics cookies to help us improve it. We won't set optional cookies unless you enable

/Documents/strategicplan/strategic-plan-performance66.pdf strategy-2566.pdf ตลาดทุน - พัฒนา Digital asset off-site monitoring tool ต่อยอดจากปี 2565 โดยเพิ่มเติม ด้วยแบบประเมินตนเอง (Self-Assessment