and trust of all stakeholders. Besides operating under the supervision of the SEC/SET, Bank of Thailand, related laws and regulations, the Company also complies ISO world-class standards to control

above to be duly executed. 2. The meeting has resolve to propose the Extraordinary General Meeting of Shareholders No. 1/2019 to consider approving appointing the IV Global Securities Public Company

private placement of the Company to be duly executed; 4. Proceeding any further necessary and appropriate actions to enable any matters above to be duly executed. 2. The meeting has resolve to propose the

Additionally, the Extraordinary General Meeting of Shareholders No. 1/2019 to be held on 27 September 2019 shall resolve the approval of the entering into the transaction on the License return with the details

[such establishment] with the SEC Office; [or] (2) an association relating to supervision of derivatives intermediaries, of which objectives is for promoting and supervising derivatives intermediaries

investment units of foreign fund, such fund shall be in conforming to the following conditions: (a) it has to be under the supervision of a regulatory agency supervising securities and securities exchanges

instrument shall state a supervision measure on the issuing company to ensure that its investment complies with (1) and (2) as if any such investment is made directly by the trust. Clause 11 The stipulation

half of the total voting rights of the attending shareholders to be qualified for the independent director position). 9.4. Supervision of subsidiaries and affiliates The Company, whether operating as a

securities business in the category of securities brokerage, shall apply only to the securities brokerage outside the Stock Exchange of Thailand. Clause 3/1.6 For the purpose of supervision the undertaking of

/1.6 For the purpose of supervision the undertaking of securities brokerage of securities company, the term “personnel” and “employee” under this Notification shall also include any person who is