orders in a manner that violates SET's rules. {C}'s actions were deemed unfit for investor contact, as he did not use knowledge and expertise as professional. The actions of the three investor contacts
of professional and experienced experts to render financial knowledge and advice as well as manage portfolios suitable for different clients? profiles via three websites: www. giltedgeintl.com, www.on
for making their own trading decision to prevent embezzlement and misappropriation of their assets. Importantly, investment consultant must perform the duty honestly, adhere to professional standards
ก.ล.ต. กล่าวโทษบุคคล 3 ราย ได้แก่ (1) บริษัทโปรเฟสชั่นแนล พอร์ทโฟลิโอ อินเตอร์เนชั่นแนล จำกัด หรือ Professional Portfolio International Ltd. (PPI) (2) Mr. Eric Jordan หรือ Mr. Eric Jack Jordan หรือ
professional knowledge and expertise in performing duties. Another investor contact is reprimanded for performing unassigned tasks. All cases have taken effect as from December 31, 2011.Suspensions: {A}, an
companies. This includes enhancing the quality of IAs, covering the establishment of qualifications for heads of the IA function, and developing professional development plans for IAs in collaboration with
บังคับ (Non-compliance with Laws and Regulations) ใน Handbook of the International Code of Ethics for Professional Accountants (จรรยาบรรณของผู้ประกอบวิชาชีพบัญชี หรือ “code of ethics”) โดยมีผล
ให้บริการที่เกี่ยวข้องในตลาดทุน (Professional Service Provider) รู้จักและเข้าใจหลักการลงทุนที่รับผิดชอบตาม PRI* และกระตุ้นความสนใจให้เข้าร่วมเป็นผู้ร่วมลงนาม (signatories) ซึ่งจะช่วยผลักดันให้ผู้ประกอบ
and vision to personally invest in Hydrotek. With his past experiences and capability including the professional legal advisor for wide range of industries, also Hydrotek’s business, and the experiences
including the professional legal advisor for wide range of industries, also Hydrotek’s business, and the experiences in the capital market. Company is expected the abundant beneficiary from his investment