ETF Mutual Fund, dated 24 August 2007 which have been in effect prior to the effective date of this notification shall remain in full force to the extent that they are not inconsistent with or contrary
Securities and Exchange Commission No. KorThor. 10/2550 Re: Short Selling of Securities relating to ETF Mutual Fund, dated 24 August 2007 which have been in effect prior to the effective date of this
been in effect prior to the effective date of this Notification shall remain in full force to the extent that they are not inconsistent with nor in contrary to the provisions of this Notification until
2006 which have been in effect prior to the effective date of this Notification shall remain in full force to the extent that they are not inconsistent with nor in contrary to the provisions of this
. Clause 6 In the event that, prior to the effective date of this Notification, the securities company has existing subordinated liabilities, which are not included in the calculation of the total
paragraph to submit any necessary documents or reports within the appropriate period for the purpose of considering the capability to maintain its net capital. Clause 6 In the event that, prior to the
been granted prior approval by the authorized Committee or management concerned; (c) number of persons and information of the personnel who are responsible for risk management arising from derivatives
been granted prior approval by the authorized Committee or management concerned; (Translation) (c) number of persons and information of the personnel who are responsible for risk management arising from