accordance with the following rules and shall supervise that its own personnel comply with such rules as well: (1) establish a written outsourcing policy having been approved by the intermediary’s board of
. (please fill details only in case of an application for approval to be an executive of a securities business licensee.) Name of Company and Position Holding shares of his or her own (in case of a director
where the SEC Office declines to grant an approval, on its own discretion, under Clause 7, or prohibits to perform the duties, suspends or revokes an approval under Clause 8(2) and (3), or Clause 9(3), or
Definitions in Notifications relating to Issuance and Offer for Sale of Securities. Clause 22 In cases where a securities company undertakes physical keeping of clients’ assets by itself, whether in its own
keeping of clients’ assets by itself, whether in its own premises or another person’s, such premises shall be secure. In case of using another person’s premises, the securities company shall inform such
ART and AWM, which own and operate the business of separating and disposing of industrial waste in landfills with licenses having been obtained from the Department of Industrial Works, including but
, which own and operate the business of separating and disposing of industrial waste in landfills with licenses having been obtained from the Department of Industrial Works, including but -Translation