Securities and Exchange Commission OrYor. 7/2545 Re: Guidelines for the Consideration of the Business Operation which is Classified as Securities Business in the Category of Securities Underwriting 02
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Exchange Commission Kor Thor. 9/2556 Segregation and Management of Clients Assets In Case of Intermediary Being under Receivership by Court Order 18/10/2013 01/11/2013 Contact The Securities and
Commission Kor Thor. 9/2556 Segregation and Management of Clients Assets In Case of Intermediary Being under Receivership by Court Order 18/10/2013 01/11/2013 Contact The Securities and Exchange
the Office of the Securities and Exchange Commission Sor Thor. 15/2558 Rules in Detail related to Proprietary Trading of Intermediaries 07/04/2015 16/05/2015 Contact The Securities and
. The Office of Securities and Exchange Commission hereby issues the following regulations: Clause 1 . This Notification shall come into force as from 16 May 2006. Clause 2. In this Notification
Commission hereby issues the following regulations: Clause 1. This Notification shall come into force as from 16 May 2006. Clause 2. In this Notification: “Derivatives broker” means a juristic person licensed
2006. The Office of Securities and Exchange Commission hereby issues the following regulations: Clause 1. This Notification shall come into force as from 16 May 2006. Clause 2. In this Notification