securities business in the category of securities brokerage, securities dealing or securities underwriting, and (2) a person licensed to undertake the derivatives business in the category of derivatives agent
cash or transferred the money to the juristic person claimed to be an agent from Hong Kong SAR or through currency exchange company in Thailand.According to the Derivatives Act B.E. 2546 (2003), any
…………………………………….……… - provide a statement that the information in form 69-SUPPLEMENT-FD submitted to the Office of the Securities and Exchange Commission is considered to be a part of form 69- BASE-FD which becomes effective on
percent of the total units sold for any particular person to prevent any individual from having majority control over scheme?s policy, which is more relaxed than traditional property fund in which any
considering which act of the person giving advice or the owner of the website or electronic media is or is not liable to be an undertaking of securities business in the category of investment advisory or an
;), was considered as a person who knew or possessed inside information regarding the announcement of Special Interim Dividend Payment at the rate of 1 baht per share, which is material to the change of
Mr. Ratanapong Srirojanant Mr. Ratanapong Srirojanant, in collaboration with Mr. Suriya Suriyabhivadh, son of Mr. Vudhiphol Suriyabhivadh who is the vice chairman of the board of directors of L.P.N
omit material facts in the financial statements or documents of STARK and its subsidiaries (financial statement manipulation) to deceive any person. Moreover, they also facilitated STARK in making false