conjunction with Section 244/6(2)(3) of the Securities and Exchange Act B.E. 2535 (1992) (SEA), as the case may be, in conjunction with Section 83 of the Criminal Code, with the penalties prescribed in
244/3 (1)(2) in conjunction with Section 244/5 (4) of the Securities and Exchange Act B.E. 2535 (1992) (SEA), subject to the penalties under Section 296, Section 296/1, Section 296/2 and the civil
the share price of RASA was in violation of Section 238 and liable to the penalties under Section 296 of the Securities and Exchange Act of 1992 (SEA). He agreed to enter the fining process. The
and Exchange Commission No. Kor Yor. 4/2547 Re: Prescribing Contracts that Are Not Subject to The Derivatives Act B.E. 2546 (2003) ______________________ By virtue of Section 4(3) and Section 9 of the
. 41/2555 Re: Rules, Conditions and Procedures for Trading of Units of Foreign Collective Investment Scheme to Institutional or High Net Worth Investor By virtue of Section 16/6 and Section 113 of the
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DERIVATIVES ACT DERIVATIVES ACT B.E. 2546 (2003) SECTION 9. The SEC shall have the power and duty to formulate policies, to promote and develop, as well as to supervise, matters concerning