derivatives business without obtaining license or registration from the SEC, in violation of the Derivatives Act B.E. 2546 (2003), Section 16 and subject to sanctions under Section 125 of  an imprisonment up to

Section 243(1) in conjunction with Sections 244 and 243(2) of the Securities and Exchange Act B.E. 2535 (1992) (SEA) in conjunction with Section 83 of the Penal Code, while {F} {G} {H} {I} and {J} violated

statements for the year 2002 and for the 1st and 2nd quarters of 2003 and thus misled shareholders and investors about DAIDO?s true financial condition. The said actions were in contravention of Section 312 of

prices, while Prayuth and Naruephol used their own accounts to manipulate the SECC share. Porntep?s and Arada?s actions were liable to contravention of Section 243(1) in conjunction with Section 244 and

, before TKN disclosed this inside information to the SET on 10 November 2022.     The actions of Mr. Itthipat and Mr. Nutchatpong in the TKN insider trading case constitute an offense under Section 242

project and the commitment made with the unitholders concerning the Rules on maintaining portfolio duration. SEC Act S.117 and 125(1) in conjunction with Section 90 of the Penal Code Settlement Committee

violated Section 98(8) of the Securities and Exchange Act B.E. 2535 amended by the Securities and Exchange Act (No. 5) B.E. 2559. SEC Act S.283 Settlement Committee Meeting No. 5/2024 Settlement Committee

to order or act resulting in Beyond’s failure to put in place sufficient and effective risk management system which violated Section 113 of the Securities and Exchange Act B.E. 2535 amended by the

affected during 9 January - 28 February 2013. The public prosecutor issued a non-prosecution order. The case was deemed final. SEC Act S.243(1)(2) in conjunction with 244 and Section 83 of the Penal

public prosecutor issued a non-prosecution order. The case was deemed final. SEC Act S.243(1)(2) in conjunction with 244 and Section 83 of the Penal Code Criminal Complaint Filed with an Inquiry