: “intermediary” means a securities company or derivatives intermediary, excluding venture capital fund management company, inter-dealer brokerage company and registered derivatives intermediary. “affiliated
an intermediary as capital market servicer renders credibility to Thai capital market system significantly, this Notification is stipulated with the objective to be standard of business operation which
intermediary as capital market servicer renders credibility to Thai capital market system significantly, this Notification is stipulated with the objective to be standard of business operation which the
The Derivatives Act The Derivatives Act B.E. 2546 SECTION 18. In order to protect customers, maintain stability of the financial system or control the risks arising from derivatives, the SEC shall
mutual fund management companies, the submission shall be made through the securities company reporting system. Currently, the submission must be made through both the said system and the electronic
. ----------------------------- Notification of the Securities and Exchange Commission No. SorNor. 31/2547 Re: Appointing System of Custodian Agent By virtue of Section 4(3)(G) of the Notification of the Securities and Exchange Commission No
เอกสารคูม่ือการใช้งานระบบ (User manual) ระบบให้ความเห็นชอบ (Online Registration and Approval System – ORAP version 2.0) คู่มือการลงทะเบียนเข้าใช้งานระบบ ORAP (กรณบุีคคลทัว่ไป) 1. ระบบ ORAP 2. Log in