Acquisition or Disposition of Securities ( 286 ) SEC_News ( 238 ) List of Approved persons / Licensees ( 228 ) Enforcement ( 195 ) Form 59-1 / 59/2 ( 152 ) Derivative Warrant Prospectus ( 100 ) Finanacial

Statements ( 60 ) Property Fund Prospectus ( 60 ) Form 59-1 / 59/2 ( 46 ) List of Approved persons / Licensees ( 40 ) Public Hearings ( 37 ) Tender Offer Documents ( 17 ) Infrastructure Fund Prospectus ( 9

) Property Fund Prospectus ( 60 ) Form 59-1 / 59/2 ( 46 ) List of Approved persons / Licensees ( 40 ) Public Hearings ( 37 ) Tender Offer Documents ( 17 ) Infrastructure Fund Prospectus ( 9 ) Result of Sale

and efficiently. This service has been approved by the SEC and is expected to allow investors to check fund holding information through the SET’s website, starting from the beginning of May. Thai ESGX

Capital Market Supervisory Board (CMSB) Meeting No. 11/2566 approved the principles for amending the governing regulations to support the establishment of Thailand ESG Fund in line with the government’s

of SEC approved-auditors. The project aims to support small and medium enterprises (SMEs) with a potential to raise fund through capital market and expected to help enhance Thailand?s readiness to

while in fact the person had received investment advice from another Kasikornthai employee who was not an approved investment consultant. {B}, the manager of the branch where the client received

, EMC board of directors approved to propose the transaction to the shareholders? meeting for approval because the said conditions have been included in the agreement and it is reasonable for company

, 2010. The SEC therefore barred him from serving the duty as securities company executive in the capital market industry for five years, and also suspended him from duty as an approved investment

from a person being neither account owner nor account owner's appointee and failing to keep confidential client's information. In addition, the SEC suspended him from duty as an approved capital market