with the trend of many stock exchanges around world that allow the sending of trading orders through program trading technology, especially high frequency trading (HFT). Right now, overseas securities
sale newly issued securities in the category of of debt securities to high-net-worth investors on a program basis without providing its securities for credit rating prior to the offer for sale of the
. The Company is required to get approval from the Board of Directors and disclose information to the Stock Exchange of Thailand, without having to seek further approval from the shareholders’ meeting
Exchange Act B.E. 2535 (1992) as amended by the Securities and Exchange Act (No. 4) B.E. 2551 (2008) in conjunction with Clause 2 of Ministerial Regulation concerning Granting Approval for Undertaking of
| - |- Approval & Qualifications (Section 103, 104) |- Major Shareholders | - |- Approval & Qualifications (Section 90, 91) |- Audit Committee (Section 89/25) |- Engagement in Related Businesses | - |- OTC
Allocation (Section 81) Business Operation Rules |- Net Liquid Capital Rule (Section 97) |- Executives / Personnel | - |- Approval & Qualifications (Section 103, 104) |- Major Shareholders | - |- Approval
Printable Format - Laws and Regulations Business Operation Rules |- Net Liquid Capital Rule (Section 97) |- Executives / Personnel | - |- Approval & Qualifications (Section 103, 104) |- Major
to undertake securities business under the first paragraph may be commenced after having been given an approval of the Minister upon the recommendation of the SEC. A merger of securities companies