study the information on differences in governing laws and rights along with country risk and foreign exchange risk.  

such, impractical and outdated regulations will be revised to support underwriters? performance with trustworthiness and responsibility to investors, which will eventually build up their own credibility

-to manual helping them ask necessary questions about investment products and making investment decision with more confidence. Moreover, they can try ?Financial Goal Calculator? to test whether their

Bangkok, November 26, 2014 - The SEC revealed that the Settlement Committee fined {A} {B} and {C}, as principal, along with two aiders and abettors, namely {D} and {E} for using inside information to

Bangkok, February 6, 2012 - The SEC is seeking public comments on draft regulations on Real Estate Investment Trust (REIT), which would allow companies with expertise in real estate investment and

Bangkok, October 4, 2011 ? The Cabinet resolves to appoint Mr. Vorapol Socatiyanurak to serve as SEC Secretary-General, effective today. Mr. Vorapol Socatiyanurak, aged 56, graduated with a Bachelor

} did not confirm the exact securities volumes and prices with his client. In addition, he sometimes sent trading orders and informed the client afterwards that the client has never objected or rejected

The Securities and Exchange Commission (SEC), in collaboration with UN Women and the Stock Exchange of Thailand (SET), co-hosted the Ring the Bell for Gender Equality 2026 to demonstrate the

Capital Market Education Department of the SEC, served as a panellist in the session titled “Keeping Up with Online Threats: Stay Safe Every Day,” aimed at strengthening scam‑prevention awareness and

- public information by virtue of his positions before such information became public on August 8, 2014. 24/05/2017 agreed to comply with civil penalties determined by the Civil Penalty Committee as