security pitfalls previously causing IT incidents in the capital market, and (4) the updated IT rules and guidelines issued by other regulators in the financial sector. The intended outcome is to accomplish

clarifications to the assessor in the same sessions as well as submitting empirical evidence and answering the assessor’s inquiries. “Protecting investors in the capital market is one of our most important

นางสาวรื่นวดี สุวรรณมงคล เลขาธิการ สำนักงานคณะกรรมการกำกับหลักทรัพย์และตลาดหลักทรัพย์ (ก.ล.ต.) ในฐานะประธานคณะทำงาน Digital Infrastructure for Capital Market ซึ่ง ก.ล.ต. จัดตั้งขึ้นตามโครงการแนวทาง

SEC has issued the rules permitting the derivatives business operators or derivatives agent to carry out capital market product trading service in accordance with the Portfolio Advisory and Program

must be reported and the procedures for obtaining facts relating to such circumstances shall be in accordance with the Notification of the Capital Market Supervisory Board

Principles for Financial Market Infrastructure (PFMI) สำหรับการประเมินตาม IOSCO Principles นั้น ตลาดทุนไทยเป็นประเทศแรก ๆ ที่ได้รับการประเมินตามมาตรฐานใหม่ ซึ่งได้ถูกพัฒนาเพื่อให้หน่วยงานกำกับดูแลด้านตลาดทุน

asset market development plan, as well as solving problems and preventing risks. This regulatory proposal would also contribute to the stability, transparency, fairness and digital asset market integrity

capital market in general may be affected. In addition, the current rules on calculation of NC are not applicable to business operators which also operate the digital asset business. SEC therefore

market force in the capital market, and  5 large sized PVDs, the Government Pension Fund (GPF) and the Social Security Fund, have proclaimed to implement the I Code. Furthermore, SEC and Association of

and listed companies to comply with IOSCO standards and enhance the reliability of the Thai capital market and the confidence of domestic and overseas investors, the SEC has taken into account the