DSI a favor to inform the SEC of the matter within 30 days in order to allow the SEC to consider the application for establishment of the fund within the specified period.

accuracy of goods on consignment and record of cost of goods sold. The SEC therefore determined a one year period where Chanunkorn?s application for approval as auditor in the capital market will not be

บังคับของตลาดหลักทรัพย์แห่งประเทศไทยเกี่ยวกับการกำหนดระยะเวลาการห้ามขายหุ้น (silent period) คาดว่าจะช่วยแก้ปัญหา PP ราคาต่ำในลักษณะที่เป็นการเอาเปรียบผู้ถือหุ้นเดิม  การเพิ่มทุนที่ไม่มีวัตถุประสงค์ชัดเจน

subject to a month suspension by Globlex Securities Company Limited, however, the suspension period shall remain one month; 2. Imposed two-month suspension on {B}, a securities investment consultant; and3

1,000 baht; and Montian and Chai (or Kittiwut) were each convicted on one count with a 4-month imprisonment and a fine of 1,000 baht. The infliction of the imprisonment was suspended for a period of two

prior to the specified period will be subject to tax penalty. The client insisted on selling those units, reasoning that he did not claim LTF tax benefits from this portion. {A}, however, did not inform

derivative business operators. However, some relaxations will be granted for certain period of time; for instance, applicant's qualifications, paid-up registered capital and capital requirement. This aims to

derivative business operators. However, some relaxations will be granted for certain period of time; for instance, applicant?s qualifications, paid-up registered capital and capital requirement. This aims to

market personnel and lack qualifications for the director and executive positions of issuing firms throughout the complaint period. Arada?s investor contact approval is also revoked,? said SEC Deputy

Miss Tanika Tangpoonphonvivat During the period of 21 March 2014 to 3 June 2014, Miss Tanika Tangpoonphonvivat and Mr. Sittichai Leeswadtrakul used and/or took control of 29 trading accounts of other