making of investors. For example, company does not disclose information that affects financial position or does not submit financial statements or financial statements are incorrect** and will fall into

to maintain the qualifications as head of audit firm or partner or equivalent position from being terminated as capital market auditor immediately as long as they proceed to rectify and resume the full

SEC together with FETCO share a common view to enhance FETCO position to “The Capital Market Federation of Thailand” which would have legal status as a “juristic person” like other federations in

director or executive position at any issuing and listed companies* for two years and one year, respectively.   ___________________________ *Notification of the Securities and Exchange Commission No. Kor

manager position, used inside information on the operating results from the fourth quarter of 2014 to the second quarter of 2016 of five EY clients which were listed companies to purchase securities of such

, explanations, and notes to financial statements in the statement of financial position and statement of comprehensive income and revision of the reporting of items of the statement of changes in owner’s

Characteristics of Company Directors and Executives dated April 23, 2010. Such person shall thus be removed from any director or executive position of issuing or listed company and shall not maintain in such

damage to Bliss-Tel Public Company Limited (BLISS). The SEC found that Penkae and Tan, then holding position as BLISS investment board members having power to make securities investment decision and

having a gross profit of 1,788.1 million baht, or an increase of 193.47 percent from its Q1/2009.  Choavalit, the project director responsible for Pluto LNG project, by virtue of his position, had access

suspension imposed by the SEC shall remain one month, effective from January 8, 2015. Besides, {A} has been approved as an investment planner and held a position equivalent to a department director while the