period when the contravention continues. The SEC has therefore filed a criminal complaint against MRC - BIZ and Mr. Tanit Ratchanontanunkron with the ECD. Persons suffering damage from such investment
company for 14 months. Whereas Amornrat and Walailuk will be barred for 9 months each. The banning period shall begin from the date each offender signs the letter of consent to comply with civil
appraisers for transactions in capital market in the following manners: (1) Extending the approval period from 2 to 5 years. The lead appraiser, however, is still required to take
, greenhouse gas emission, and respect for human rights, etc.” Form 56-1 One Report will become effective from the financial period ending 31 December 2021. The submission must be within three months as from the
director or executive at any publicly traded company and any securities company for 12 months each. The banning period shall begin from the date each offender signs the letter of consent to comply with the
disclose the information thereof via the information disclosure system of SET within the specified period. ____________________________ Note: According to SEC News No. 22/2018, the SEC
consultant for one month. In this regard, RHB Securities (Thailand) has already suspended him from work for an equal period of one month. Thus, the SEC's suspension is deemed to have been served.Investors are
baht or a 73.22 percent rise from the same period of 2015. Sarath took advantage of the inside information and bought 2,189,700 TOG shares through the trading account of Malita (currently his wife
. Persuasion to invest with falsely high return in a short period may be regarded as deception to investors. SEC would like to warn investors to take caution and inspect details before making an investment
be required to perform additional duties, for example, putting in place a system to inform the clients within a specified period in the case that the loss exceeds the specified amount, etc. SEC has