amended regulations has been published in the Government Gazette and has become effective since 1 March 2022. The transitional provisions thereof allow digital asset business operators a period of three to

After STARK had failed to prepare and submit its financial statements for the year 2022 within the specified period as required by law, the SEC, by virtue of Section 58 of the SEA, instructed the

investment consultant for Napasook has already expired since 31 December 2019. SEC has therefore prohibited her from re-entering as personnel in the capital market business for a period of 10 years

projects of the Regulatory Guillotine scheme is scheduled to complete within the period of 2020-2021. The examples of pilot projects are as follows:1. Project to develop paperless processes for submission to

that the companies inform SEC in writing of the intention to postpone the submission within 150 days as of the end of the financial year, while disclosure to PVD members is due within such period of

Capital Market Supervisory Board.* SEC has therefore revoked the approval and will not accept her future application for approval as personnel in the capital market business for a period of 10 years

excellent period to understand that saving is a basic skill in life.” SEC booth will consist of a variety of activities that would teach kids how to spend and save their money, via the game “A Need or A

time period as set out by the SEC Office. While the amendments eliminate excessive requirements and facilitate auditors in the capital market, audit quality will not be compromised as the SEC still

.  The total granted rectification period lasted for five months and 12 days. The key work systems for business operation that the company failed to rectify were the trading system, the asset custody

maturity period prescribed in the disclosure document. Automatic redemption would require pre-specified terms and conditions, and investment would be limited to institutional and ultra-high-net-worth