’ approval. Additionally, there are changes in directors and management, and revisions to its internal work systems, with an external consulting firm monitoring and reviewing financial transactions of PDITL

supporting digital asset businesses in Thailand. Our collaborative efforts will continue.”The key takeaway from this meeting was that the SEC and the TDO will work together to support various initiatives aimed

, respectively, The DSI has accepted the case as its special case and the SEC has reported the case to the Anti-Money Laundering Office (AMLO) for consideration and work coordination. Mrs. Pornanong Budsaratragoon

SEC Secretary-General Ruenvadee Suwanmongkol has announced key progresses concluded at the meeting with HK counterparts, as follows:              (1) SEC and SFC will continue to work on the

regulatory sandbox can be a protocol for further bond market development and other work processes in the capital market in the future. This regulatory sandbox is a major step forward and an important part

Re: Rules in Detail of the Work System and Management of Mutual Funds for  Institutional Investors or Ultra-High Net Worth Investors, dated 1 February 2019.**  Regulatory Guillotine is the

. This time, SEC establishes the regulations concerning related businesses for applicants requesting operating licenses. Such businesses include standards for operating businesses and work systems

related information, (2) revising the supervision of major shareholders of business operators under both laws so that it will be applied consistently, (3) reconciling the supervision of persons who work

This proposed amendment to the regulations on qualifications of capital market auditors aims to facilitate capable auditors’ entry into the capital market to perform audit work and to streamline

protecting investors’ rights. For example, having personnel readiness and work systems related to duty performance and establishing preventive measures and effective handling of conflicts of interest