that TIP had to increase its registered capital shares at the amount of 250 million baht to solve the issue of decreasing capital adequacy ratio below the requirement specified under the Insurance Law

specified under the Insurance Law. He obtained the material non- public information by virtue of his positions before such information became public on 30 October 2012. SEC Act S.241 Settlement Committee

issue of decreasing capital adequacy ratio below the requirement specified under the Insurance Law. He obtained the material non-public information by virtue of his positions before such information

and procedures as specified in the Notification of the Capital Market Supervisory Board by failing to appoint other person who qualifies as the personnel under the Notification of the Capital Market

Thailand under the name of "Benson Dupont" and "Morgan Pacific" without proper licenses granted, violating Section 90 of the SEA. In addition, the operation constituted public frauds

Mr. Tawee Uengaksorn Mr. Tawee Uengaksorn conspired with other alleged persons to operate derivatives broker businesses in Thailand under the name of Oversea bullion international trading Company

Mr. Issara Maliwan Mr. Issara Maliwan conspired with other alleged persons to operate derivatives broker businesses in Thailand under the name of Base Point Associate Company Limited and Victor

Mr. Teerawat Kumsen Mr. Teerawat Kumsen conspired with other alleged persons to operate derivatives broker businesses in Thailand under the name of Base Point Associate Company Limited and Victor

. Her action was deemed failure to perform duty with responsibility, due care, and loyalty for the best interest of the company, which was a violation of Section 89/7 of the SEA. This case is under

of Section 89/7 of the SEA. This case is under consideration of the public prosecutor. SEC Act S.89/7 Criminal Complaint Filed with an Inquiry Official Dated 03/09/2009