inability to submit both financial statements and requested for further deadline extension. After thorough consideration, the SEC turned down the request this time.

deadline of the special audit report to allow more time to complete the examination and review of all related numerous documents and information.The SEC granted a 30-day extension ending 8 March 2017. KC

, DW price may change if further issue of DW on the same underlying securities is launched and its value is subject to time decay. Many countries have launched measures to protect investors by requiring

underlying securities, DW price may change if further issue of DW on the same underlying securities is launched and its value is subject to time decay. Many countries have launched measures to protect

time with high trading volumes. {A} admitted that the client allowed her to make trading decision under the pre-determined value. After trading, she notified her client via recording telephone.The client

that time; given that it would support the company to extend business collaboration and widen its property development opportunity. In addition, {X1} Company would obtain dividend payment from SAMCO and

? behalf. With the said authorization, he traded with high trading volume for a period of time. {A} admitted to Maybank Kim Eng Securities that he used clients' User IDs and passwords to send trading orders

decisions on the client's behalf for a period of time. {A} admitted that the client allowed her to make trading decision to adjust the transferred securities from another securities company and she kept

statements. Thus, there was no plan or time allocation to audit the 2012 rectified financial statements for submission to the SEC by June 26, 2014. The SEC therefore allowed STHAI to submit the rectified

Capital Nomura Securities PLC., a number of securities trading orders from an account of {A}'s client had no supporting evidence for a period of time. {A} admitted to Capital Nomura Securities PLC., that he