Convertible securities ( ) Warrants ( ✔ ) Convertible debentures (CD) ( ) Transferable subscription rights (TSR) ( ) Derivative warrants (DW) 8.3 Others (please specify) Information to be provided under item 9
( ) Warrants ( ) Convertible debentures (CD) ( ) Transferable subscription rights (TSR) ( ) Derivative warrants (DW) 8.3 Others (please specify) Information to be provided under item 9, 10 or 11 shall depend on
8.2 Convertible securities ( ) Warrants ( ✔ ) Convertible debentures (CD) ( ) Transferable subscription rights (TSR) ( ) Derivative warrants (DW) 8.3 Others (please specify) Information to be provided
provided under item 9, 10 or 11 shall depend on the nature of action that gives rise to the reporting obligation. 2 9. For reporting in the event of the acquisition or disposition of shares issued by a
( ) Convertible debentures (CD) ( ) Transferable subscription rights (TSR) ( ) Derivative warrants (DW) 8.3 Others (please specify) Information to be provided under item 9, 10 or 11 shall depend on the nature of
providing investment advisory service, the investment advisory company shall at least undertake to act as follows; provided that if it intends to arrange a mutual fund rating, it shall also comply with Clause
ensuring that the services provided to investors would comply with the regulations relating to providing investment consultation and providing services relating to trading investment units, including the
of such juristic person shall also not have the prescribed prohibited characteristics thereof; 5 **(4) having sufficient readiness for providing services and ensuring that the services provided to