. The provision under Paragraph 1 shall not be applicable in the case where a securities company ceases to undertake securities business in the category of dealing of debt securities or ceases to execute
appropriately. The provision under Paragraph 1 shall not be applicable to the case that Stock Exchange or the derivatives exchange imposes penalty of fine on them. 6 Amended by the Notification of the Capital
the day before or of 1 hour before the occurrence of emergency incidents, as the case may be. In addition, there should be provided an approach on provision or preparation of substitute data in
case may be. In addition, there should be provided an approach on provision or preparation of substitute data in replacement of lost important data. 3 4.3 If companies have used a service from a service
there were provision for assets of subsidiaries set up in 2018 amounting to Baht 28.9 million and reversed loss of impairment of land amounting to Baht 16.2 million. No significant change in
unit responsible for work relating to fund supervisor ready for performing such work under Clause 2(5), and shall commence such business after having received an approval from the Office. The provision
provision which may in any manner give rise to a conflict of interest between customers and the management company as well as related persons as specified in the notification of the Office shall be subject to
information on the private fund management. Furthermore, any provision which may in any manner give rise to a conflict of interest between customers and the management company as well as related persons as