of Section 317/11 of the Securities and Exchange Act. The Civil Sanction Committee has considered it is appropriate to enforce a civil sanction against the three offenders to whom the SEC notified of
giving of information advice to investors. The SEC notified the survey?s result to the Thai Bankers? Association and urged asset management company that appointed commercial bank as its selling agent to
. Nevertheless, SCAN board of directors and AC did not give any opinion regarding the appropriateness of the ratification to the aforesaid transactions. The SEC, therefore, notified SCAN board of directors and AC
, 2011) and the SEC also notified relevant persons to observe the said court order.In any case, filing a criminal complaint commences criminal justice administration whereby any person subject to the
notified relevant persons to observe the said court order.In any case, filing a criminal complaint commences criminal justice administration whereby any person subject to the complaint is entitled to defend
operator or the order has come into force, shall be exempt from preparing and filing only such reports relating to the business category as notified for cessation and the business operator must not have any
writing from the securities company, shall be exempt from filing only such reports relating to the securities business category or transaction as notified for cessation, commencing from the month in which
the securities business category or transaction as notified for cessation, commencing from the month in which such cessation of business or transaction takes place and such securities company must not
securities business category or transaction as notified for cessation, commencing from the month in which such cessation of business or transaction takes place and such securities company must not have any