percent thresholds of the total voting rights of the businesses, as the case may be, without complying with the required rules, conditions, and procedures. Specifically, Sunrise submitted the report of the

liable for MQDC’s failure to comply with the rules, conditions and procedures as specified in the notification of the Capital Market Supervisory Board which is MQDC used the proceeds obtained from the

the rules, conditions and procedures as specified in the notification of the Securities and Exchange Commission. In this regard, ERX failed to check the allocated foreign exchange limit prior to

1, 2022 to April 21, 2025, Merkle failed to comply with the rules, conditions and procedures as specified in the notification of the Securities and Exchange Commission. In this regard, Merkle’s 11

with the rules, conditions and procedures as specified in the Notification of the Capital Market Supervisory Board by failing to report the discontinuation of the highest level responsible person in the

with the rules, conditions and procedures as specified in the Notification of the Capital Market Supervisory Board by failing to report the appointment of the highest level responsible person in the

with the rules, conditions and procedures as specified in the Notification of the Office of the Securities and Exchange Commission by failing to conduct an assessment of information technology systems

Wealth Asset Management Company Limited— as a company licensed securities brokerage, failed to comply with the rules, conditions and procedures as specified in the notification. In this regard, there were

Bitazza Company Limited During May 25, 2025 – September 3, 2025, Bitazza Company Limited (''Bitazza''), a digital asset broker, failed to comply with the rules, conditions and

, 2025 – September 18, 2025, Bitazza, a digital asset broker, failed to comply with the rules, conditions and procedures as specified in the notification. In this regard, Bitazza's compliance system