reimbursement of investigative expenses incurred by the SEC, totaling 123,337,594 baht. He is also prohibited from serving as director or executive in securities issuing companies or securities companies for 29

:  Preparation of Report on Changes to the Securities and Derivatives Holding of Director, Executive, Auditor, Plan Preparer and Plan Administrator, dated 16 July 2023 (Notification No. Sor Jor. 38/2561)

submit the total amount of the civil penalties and the compensation to the Ministry of Finance as public revenue. Apart from the civil sanction, the SEC banned Sarath from holding the position of director

, and to bar him from serving as a director and executive of securities issuing companies and listed companies for 10 years. In addition,  SEC has reported the case  to  AMLO as this

include:   - disclosure of additional information to cover individual remunerations for executives of the highest rank, e.g., chief executive officer and managing director;    - extending the periods for

allocated assets prior to others. These customers must not be individuals with a relationship to the derivatives broker in such manners as director, executive, major shareholder and controlling person of

complaint previously filed with DSI on April 23, 2012 against Amnat Tangurimarn, GEN?s Chairman of Executive Board and Director, Shine Bunnag, and former GEN employee Kittichai Khiewkham on account of

shareholders are BROOK connected persons, namely (1) Mr. Robert William McMillen, executive committee and authorized director of BROOK and MAC and (2) Rawlyn Investments Limited, one of BROOK?s major

ส่งเสริมการลงทุนที่ยั่งยืนในภูมิภาคอาเซียน เมื่อวันที่ 17 มีนาคม 2566 ณ เขตบริหารพิเศษฮ่องกงแห่งสาธารณรัฐประชาชนจีนในโอกาสนี้ เลขาธิการ ก.ล.ต. และคณะ ได้เข้าพบ Ms. Christina Choi Executive Director of

discussion include Datuk Ranjit Ajit Singh, Chairman of the Securities Commission, Malaysia, Mr. Pyoung-ho Shin, Executive Director of Korea Exchange Inc., and Mr. Pongsak Lothongkom, CEO of SVI Plc. The other