exempt from having qualifications as specified in the first paragraph if the applicant has the following qualifications: (1) being manager of a securities company or any person holding equivalent position
shall be exempt from having qualifications as specified in the first paragraph if the applicant has the following qualifications: (1) being manager of a securities company or any person holding equivalent
person shall have the following characteristics: (1) in case of being an employee of management company, the position held shall not cause any conflicts of interest with management of fund and shall not
is to ensure that the Thai people will be able to benefit comprehensively and equitably from the capital market, promoting sustainable financial well-being. In implementing this strategic plan, a
from a person being neither account owner nor account owner's appointee. In addition, he had provided a client's trading information to another client, as well as frequently failed to keep records of his
account recorded Baht 14.95 million as losses from investment in an associated company and a jointly-controlled entity, which decreased by Baht 9.70 million or 39.35%. The Company wish to explain the main
Licensing Manual for the Public. 1 Local representative means an entity that has obtained securities licence of all types from the SEC and the representative office under Section 93 of the Securities and
Activities Measures to reduce emissions e.g. Electrical utility Applicable if whole entity is following a transition pathway e.g. For Electrical utility: Equity https://www.sec.or.th/TH/Documents
basis and to assign a responsible entity to oversee the matter to ensure that they can provide https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=9323 SEC and Thai Digital Asset Association in