. The Stock Market Flood Relief Fund was a collaboration amongst capital market organizations, comprising the Stock Exchange of Thailand, Thai Listed Companies Association, Association of Securities
soliciting companies are authorized by the SEC prior making investment decision.On August 2, 2011, the SEC in cooperation with the ECD Police led by Commander Pol.Maj.Gen. Kowit Wongrungroj, Deputy Commander
Bangkok, May 30, 2014 ? The SEC kicks off ?Financial Literacy in Workplace? Project or ?FL in Workplace? to promote financial literacy and skills among Thai people through 100 companies and
companies will be required to disclose additional information such as portfolio turnover ratio (PTR), trading costs, and trigger fund. The consultation paper is available on www.sec.or.th. Stakeholders and
eliminating obstacles for issuing companies while maintaining proper protection and fairness in allotment of securities for investors. Also, rules on prevention of conflict of interest arising from securities
Bangkok, June 20, 2014 ? The SEC encourages asset management companies to set up post retirement funds as investment alternative for retirees. The funds provide unit holders continuous payouts and
report, the SEC probed into the case and found that the said companies and persons, without obtaining license under Section 90 of the Securities and Exchange Act B.E. 2535 (SEA), jointly operated
of the companies? annual financial statements 2015 after the auditors had issued a disclaimer and expressed a qualified opinion on the said financial statements because the scope of the audit was
?s finding that he had made audit mistakes and failed to comply with the auditing standards in performing the audit of financial statements of public limited companies applying for public offering of
Bangkok, March 21, 2013 ? The SEC informed all securities companies, asset management companies, financial advisors, and derivatives business operators in the capital market on the promulgation of