of Prohibited Characteristics _______________ (Translation) -3- Part 1 Prohibited Characteristics _______________ Clause 3 Personnel in capital market industry shall not possess any prohibited https
May 2004. Clause 2. In this Notification, “ electronic data” means the information created, transmitted, received, stored or processed by an electronic means; “securities https://publish.sec.or.th/nrs
connected to computer or electronic systems of the head office; “Office” means the Office of the Securities and Exchange Commission. Clause https://publish.sec.or.th/nrs/4151pe.doc Translation established
computer or electronic systems of the head office; “Office” means the Office of the Securities and Exchange Commission. Clause https://publish.sec.or.th/nrs/4151pe.doc Translation established under following
Translation securities company (No. 2) dated 25 May 2004. Clause 2. In this Notification, “ electronic data” means the information created, transmitted, received, stored or processed by an electronic means
fulfill the conditions specified in Clause15/1 and Clause https://publish.sec.or.th/nrs/4440pe.doc 5438a0.doc ที่ 28 กรกฎาคม พ.ศ. 2552 หนังสือเวียน ที่ กลต.น.(ว) 39/2549 เรื่อง การลงทุนในหน่วยลงทุนของกองทุน
กรรมการกำกับหลักทรัพย์และตลาดหลักทรัพย์ financial condition, source of income and property used as collateral or for repay debts in derivatives trading. Clause 21. Prior to opening the account or
dated 29 November 2000 shall be repealed. Clause 3. In this Notification: “Fund” means any mutual fund or private fund; “Specified property fund https://publish.sec.or.th/nrs/4336pe.doc Readers should be