material information in line with the requirements under the Emergency Decree on Digital Asset Businesses B.E. 2561 (2018) (the Digital Asset Decree) and related regulations, Zipmex had to provide investor
businesses that may pose systemic risks, transferring client assets and derivatives positions to new business operators, and closing out derivatives positions; (2) Exempting business operation restrictions
market. The event gave an opportunity to gain knowledge and experience as well as to exchange views among the SEC, researchers, educational institutions, businesses in the capital market, and both public
standards for businesses, and assistance for listed companies on disclosing greenhouse gas emission reduction performance in the 56-1 One Report. During the session, Dr. Satit Niamsuwan, Project Manager of
as measures to facilitate Ease of Doing Business for foreign businesses. The statement covers four main topics as follows: (1) Application for a license to operate securities / derivatives business
emphasize the importance of fostering effective, transparent, and accountable management across all business sectors, while considering the benefits of stakeholders, and encouraging Thai businesses to
emphasized the SEC's primary roles in regulation and development to enhance the competitiveness of businesses and capital market stakeholders, as well as to strengthen trust in the capital market with
) Discontinuing non-broker operations and ensuring their compliance with specified regulations. It was found that the company engaged in other businesses that could lead to conflicts of interest, and these
The SEC encourages the investing public to be cautious when solicited to take investment advice or use services of unlicensed operators of securities, derivatives and digital asset businesses
หลักทรัพย์ประกอบธุรกิจใหม่ ๆ รวมทั้ง การมีส่วนร่วมให้ข้อมูลในโครงการศึกษา “Landscape of Thai securities businesses after Covid-19 and under digital disruption” ซึ่ง ก.ล.ต. ได้ร่วมมือกับ The World