statements and performance for the third quarter ending 30 September 2019 which has already been reviewed by the Company’s auditor can be summarized as follows: The Company’s performance for the third quarter
been submitted based on separate financial statements only.) Summary overview From the end of 1st quarter of 2020, the epidemic situation of the coronavirus disease 2019 (COVID-19) has negatively
” assessment results in the part relating to auditing? Yes No Have you ever been inspected the audit quality by the audit oversight authority? Yes No If yes, please provide us the latest results of the
you are in any doubt, you should consult your local intermediary, local representative, or CIS operator. The copy of this registration statement has been registered with the Office of Securities and
you are in any doubt, you should consult your local intermediary, local representative, or CIS operator. The copy of this registration statement has been registered with the Office of Securities and
asset business under the SEC supervision. Additionally, the regulatory framework for digital asset exchanges has been revised to enhance oversight mechanisms and address concerns related to price
initiating a share repurchase project. However, at the time, the total proceeds from the capital fundraising through the private placement had already been fully utilized. Furthermore, STARK lacked retained
it has already been disseminated via SET electronic system; (3) The following cases will be exempted from filing of every five percent report:- Borrower and lender in securities borrowing and lending
behaviors. Besides, he did not urge the investment consultants to become more cautious about submissions of trading orders for those clients. Thus, it was found that trading orders for UNIQ shares had been
investment consultant for a period of two months for failing to keep records of investment advice and clients' trade order instructions. Taking into account that he has already been suspended by his employer