, investment consultant or investment planner has been granted and the period of such approval has not ended, the following rules shall apply: (a) in case the latter approval for such position has the scope of
prices for most agricultural products remain low, resulting in a fragile recovery in consumption. This has also been effected by the reduction of spending stimulus measures by the government compared to
vested in the securities offeror. If the registration statement contains any false statements or omits to state any material information which should have been disclosed, the securities holders shall be
throughout the period when they are on the disclosed list. Clause 8 In cases where it appears to the SEC Office that the units of foreign ETF which have been examined and deemed to have the characteristics
personnel in undertaking the business; and (5) being able to show that the clearing house which will provide the clearing and settlement services for the derivatives exchange to be established has been
and submit financial statements and reports on its financial position and operating results to the SEC Office; (3) an issuing company whose registration statement and draft prospectus have been filed
any false statements or omits to state any material information which should have been disclosed, the securities holders shall be entitled to claim damages from the securities offeror or the securities
, dealing or underwriting of investment units. “Association” means any association relating to securities business, which has been approved by and registered with the Office, whose objective is to promote and
securities business, which has been approved by and registered with the Office, whose objective is to promote and develop securities business in the category of investment management; “Office” means the Office