investment in the past 6 months, it is not categorized as the transaction which falls under the disclosure requirement of the Notification of the Capital Market Supervisory Board No. ThoChor. 20/2551. Please

1,462.48 million. This transaction is categorized to be the acquisition of assets according to the Notification of the Capital Market Supervisory Board No. Tor. Jor. 20/2551 Re: Rules on Entering into

categorized as a small size transaction, therefore the company is not required to prepare the disclosure report. 3. The Board of Directors had approved the related transaction as following detail; 1. Disposal

categorized as securities brokerage, securities dealing, securities underwriting and mutual fund management, and allow such businesses to participate in the regulatory sandbox program, which has already

result to financial status of an intermediary ; (b) affected trade of capital market products deviated from regularity; (c) being the manner of inappropriate investment as a professional; (d) bringing

ในผลิตภณัฑใ์นตลาดทุน  Advice + pass on to trade : การใหบ้ริการใหค้ าแนะน าการลงทุนในผลิตภณัฑใ์น ตลาดทุนและไดรั้บการแต่งตั้งเป็นตวัแทนในการอ านวยความสะดวกเพื่อรับส่งค าสั่งซ้ือขายหลกัทรัพย ์ หรือสัญญา

? assets and using a client's trading account to trade securities for his own interest.Following Apple Wealth's inspection report related to clients? complaints against Sakkarin and the SEC's further

that during 4 January 2013 - 15 October 2014 {A}, then working for Thanachart Securities Public Company Limited, used the trading account of a client who was his mother to trade securities for himself

payment as ordered by the Settlement Committee.   {A}'s acts were deemed as using client trading accounts to trade securities for herself and being the accomplice in share price manipulation scheme, in

found that he had been authorized to trade securities on behalf of the client. He had also used his client's account to trade securities for the benefit of himself with one day permission and credit line