financial market incidents. Dr. Peng Chen, CFA who serves as Chief Executive Officer, Asia (ex-Japan) for Dimensional Fund Advisors, a world leading investment firm, Deborah A. Fuhr, a prominent ETF expert
by not using knowledge and expertise as professional.In case of {B}, the SEC received a complaint from client of a brokerage firm that {B} had sent trading orders through client's account without
? former investor contact, {B}, had sent trading orders through the client's account without record and evidence of trading orders. His misconduct caused damage to the client and the firm dismissed him from
include going public and becoming a listed firm or PE trust. With PE Trust, businesses will not only have access to fund source for expansion but will also gain management expertise from professionals
. {B}, an investor contact and branch manager of Siam City Securities Co., Ltd., is suspended and prohibited from performing duties as securities firm executive for two months on account of trading
liquidity and reduce the financial burden, details as follow: -Seller: Yong Thai Public Company Limited. Land title number 6845 เล่ม 69 หนา้ 45 ระวาง 28 อ. 3 น. เลขทีด่นิ 4 หนา้สํารวจ 39 Tambon Lat Takhian
เพื่อประโยชน์ที่ดีที่สุดของกองทุนรวมและผู้ถือหน่วยลงทุน หากไม่สามารถหาราคาแบบ firm quote จากนายหน้าซื้อขาย (dealer) อย่างน้อย 3 ราย ในการทำธุรกรรมการได้มาหรือจำหน่ายไปในตราสารหนี้ได้ตามข้อ 4.2 ส่วนที่ 4
Public Company Limited (“the Company”) No. 1/2019, held on 18 February 2019, has unanimously resolved for the Rich Asia Industry Company Limited (“Subsidiary Company”) to dispose 1 plot of land title deed
of land title deed no. 131527 Kalong Sub-district, Muang Samut Sakhon District, Samut Sakhon, total land area of 93 rai 3 ngan 61 square wah (37,561 square wah), together with building as per