. The SEC also set up an exhibition booth showcasing the collaboration on personal data protection among the three financial sector regulators – the Bank of Thailand (BOT), the Office of Insurance
, the securities regulator of each member country should apply the ISSB Standards by considering the specific context of their country. The SEC has also joined ASEAN capital market regulators in
. the IOSCO, established in 1983, is the international body that brings together global securities regulators and is recognized as the global standard setter for the securities sector. The SEC has been
funds which includes plain vanilla funds and passive ETF. Both regulators are expecting to conclude the discussion and sign the MoU within the second quarter this year before cross-border offerings
, registrars, depositories and regulators – to examine bond information more conveniently and rapidly while benefiting from less redundancy and shorter timeframe for book closing process. ThaiBMA’s
and affected the stability of the global financial system. Due to this circumstance, international regulators have decided to issue liquidity measures.Realizing the importance of liquidity risk
market regulators and relevant organizations from more than 140 member countries around the world. _______________________
such as push selling or unsuitable distribution of financial products are found as a common area of concern arises in many jurisdictions, which poses challenge to the regulators. In this view, members
) to retail investors in Thailand, expected to become effective by Q2/2014.The ASEAN CIS allowed to be offered to retail investors in Thailand must be approved by capital market regulators and have been