client upon the request to take care of the trading account. She also sought assistance from a team member, an investment consultant in the team who was in charge of this client's account, to execute the
reference. 14 Notification of the Capital Market Supervisory Board No. TorThor. 35/2556 Re: Standard Conduct of Business, Management Arrangement, Operating Systems, and Providing Services to Clients of
reference. Notification of the Capital Market Supervisory Board No. TorThor. 35/2556 Re: Standard Conduct of Business, Management Arrangement, Operating Systems, and Providing Services to Clients of
เอกสารรับฟงความคิดเห็น เลขท่ี อจต. 10/2561 เร่ือง การปรับปรุงหลักเกณฑเกี่ยวกับการเปดเผยขอมูลของผูออกตราสารหน้ี เพื่อใหสอดคลองกับ IOSCO standard และรองรับการประเมิน FSAP เผยแพรเมื่อวันที ่26
, Clause 37, Clause 38, Clause 43(3), and Clause 44 of the Notification of the Capital Market Supervisory Board No. Tor Thor. 35/2556 Re: Standard Conduct of Business, Management Arrangement, Operating
, Clause 38, Clause 43(3), and Clause 44 of the Notification of the Capital Market Supervisory Board No. Tor Thor. 35/2556 Re: Standard Conduct of Business, Management Arrangement, Operating Systems and
subsequent capital increase with the assistance of state agencies or state financial institutions, unless an exemption has been granted by the Capital Market Advisory Board. (c) Category II: Prohibited
Risk) MM Mก!@[7 (Standard Deviation: SD) 2-G '* ≤ 5% 5% - 10% 10% - 15% 15% - 25% > 25% ": 47N! Nก MM Mก!@[7ก ! (SD) "#Nกก![ 5 # ,1)'3- ;กก0+ก0(;ก2=16L*8ก20'00 60 7S- (High Issuer Concentration Risk